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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-02
NJ RA APPROVED 2025-07-08
  • TX RA
    APPROVED
    Since 2025-10-02
  • NJ RA
    APPROVED
    Since 2025-07-08

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

1500 Custer Rd, Plano, TX 75075 • United States

396 Renaissance Blvd E, North Brunswick, NJ 08902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Milwaukee WI 06/2019 01/2024
M&T Bank Rochester NY 03/2018 06/2019
Spectrum Sounds, Llc Rochester NY 01/2014 06/2019
Reliant Community Credit Union Rochester NY 09/2016 03/2018
La Fitness Rochester NY 05/2016 09/2016
Jpmorgan Chase Bank N.A Milwaukee WI 06/2019 01/2024
Arc Ventures Llc Somerville NJ 09/2021 06/2022
Forza Lux Llc Somerville NJ 01/2024 06/2025
Wells Fargo Clearing Services, Llc Summit NJ 06/2025 Present
  • 06/2019 → 01/2024
    J.P. Morgan Securities Llc
    Milwaukee, WI
  • 03/2018 → 06/2019
    M&T Bank
    Rochester, NY
  • 01/2014 → 06/2019
    Spectrum Sounds, Llc
    Rochester, NY
  • 09/2016 → 03/2018
    Reliant Community Credit Union
    Rochester, NY
  • 05/2016 → 09/2016
    La Fitness
    Rochester, NY
  • 06/2019 → 01/2024
    Jpmorgan Chase Bank N.A
    Milwaukee, WI
  • 09/2021 → 06/2022
    Arc Ventures Llc
    Somerville, NJ
  • 01/2024 → 06/2025
    Forza Lux Llc
    Somerville, NJ
  • 06/2025 → Present
    Summit, NJ
Other Businesses

FORZA LUX, LLC; NOT INV RELATED; NEW BRUNSWICK, NJ; 100% OWNERSHIP; 01/2024; 10 HOURS PER MONTH; 0 DURING TRADING; EXOTIC CAR RENTAL COACHING, RENTALS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-07
S63 Uniform Securities Agent State Law Examination 2019-09-06
  • S66 Uniform Combined State Law Examination
    2025-07-07
  • S63 Uniform Securities Agent State Law Examination
    2019-09-06
Other Names
  • Alejandro Cruz
  • Alex Cruz

View on SEC IAPD

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