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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-22 |
Branch Locations
3700 N 10Th St, Ste 305 Kerria Plaza, Mcallen, TX 78501 • United States
13750 San Pedro Ave, Ste 145, San Antonio, TX 78232 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northside Isd | San Antonio | TX | 07/2007 | 08/2020 |
| Alberto Torres | Mcallen | TX | 06/2020 | 01/2021 |
| Albert Torres | Mcallen | TX | 01/2021 | 07/2021 |
| Waddell & Reed, Inc | Mcallen | TX | 01/2021 | 07/2021 |
| Lpl Financial Llc | Mcallen | TX | 07/2021 | Present |
1. 12/16/2021 - No Business Name - Investment Related - Calexico, CA 92231 - Real Estate Rental - Start Date: 11/14/2020 - Owner of Real Estate Rental. 2. 05/08/2023 - Mica42 LLC - Not Investment Related - Calexico, CA - Business Entity For Tax/Investment Purposes Only - Start Date 04/27/2023 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-28 |
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