Alexander Lance Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2020 → Present
  Lpl Financial Llc
  San Diego, CA
• 06/2020 → 11/2020
  Unemployed
  San Diego, CA
• 06/2019 → 06/2020
  John Pearson's Npb Financial
  Santa Rosa, CA
• 05/2019 → 06/2020
  Ayawaska Restobar
  Petaluma, CA
• 07/2015 → 05/2019
  Sauced Bbq & Spirits
  Petaluma, CA

Exams

• S66 Uniform Combined State Law Examination
  2023-10-26