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Connor Walton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

La Jolla, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-14
CA RA APPROVED 2022-02-09
  • TX RA
    APPROVED
    Since 2022-03-14
  • CA RA
    APPROVED
    Since 2022-02-09

Branch Locations

7825 Fay Ave, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joshua's Pest Control Lenexa KS 05/2021 07/2021
Vivint Solar San Diego CA 04/2020 09/2020
Payson Fruit Growers Payson UT 07/2020 07/2020
Brigham Young University Provo UT 12/2018 04/2021
Car Detailing San Diego CA 07/2018 08/2019
Merrill Lynch La Jolla CA 06/2019 08/2019
Merrill Lynch San Diego CA 09/2021 Present
Religious Mission Piracicaba 08/2016 07/2018
Brigham Young University Provo UT 08/2016 04/2021
Bank Of America, N.A. San Diego CA 12/2021 Present
  • 05/2021 → 07/2021
    Joshua's Pest Control
    Lenexa, KS
  • 04/2020 → 09/2020
    Vivint Solar
    San Diego, CA
  • 07/2020 → 07/2020
    Payson Fruit Growers
    Payson, UT
  • 12/2018 → 04/2021
    Brigham Young University
    Provo, UT
  • 07/2018 → 08/2019
    Car Detailing
    San Diego, CA
  • 06/2019 → 08/2019
    Merrill Lynch
    La Jolla, CA
  • 09/2021 → Present
    Merrill Lynch
    San Diego, CA
  • 08/2016 → 07/2018
    Religious Mission
    Piracicaba
  • 08/2016 → 04/2021
    Brigham Young University
    Provo, UT
  • 12/2021 → Present
    Bank Of America, N.A.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-04
  • S66 Uniform Combined State Law Examination
    2022-02-04

View on SEC IAPD

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