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Leslie John Williams

Rbc Capital Markets, LLC

Minneapolis, MN

Baltimore, MD

Towson, MD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-10-29
  • MD RA
    APPROVED
    Since 2019-10-29

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

2800 Quarry Lake Drive Suite 260, Baltimore, MD 21202-3751 • United States

Towson, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc. Baltimore MD 06/2019 Present
Wells Fargo Bank Baltimore MD 09/2013 06/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-29
  • S66 Uniform Combined State Law Examination
    2019-10-29

View on SEC IAPD

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