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Nicholas Jose De La Vara

Ashton Thomas Private Wealth

Scottsdale, AZ

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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-10
TX RA APPROVED 2023-11-30
AZ RA APPROVED 2023-03-16
  • FL RA
    APPROVED
    Since 2024-07-10
  • TX RA
    APPROVED
    Since 2023-11-30
  • AZ RA
    APPROVED
    Since 2023-03-16

Branch Locations

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 08/2019 12/2021
Arizona State University Athletics Tempe AZ 08/2017 12/2019
Arizona State University Tempe AZ 08/2015 12/2019
M. S. Howells & Co Scottsdale AZ 01/2022 12/2024
Ashton Thomas Private Wealth, Llc Scottsdale AZ 12/2021 Present
Ashton Thomas Securities, Llc Rochester NY 12/2024 Present
Homestart (Helios Realty Team) Scottsdale AZ 03/2023 Present
  • 08/2019 → 12/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2017 → 12/2019
    Arizona State University Athletics
    Tempe, AZ
  • 08/2015 → 12/2019
    Arizona State University
    Tempe, AZ
  • 01/2022 → 12/2024
    M. S. Howells & Co
    Scottsdale, AZ
  • 12/2021 → Present
    Ashton Thomas Private Wealth, Llc
    Scottsdale, AZ
  • 12/2024 → Present
    Ashton Thomas Securities, Llc
    Rochester, NY
  • 03/2023 → Present
    Homestart (Helios Realty Team)
    Scottsdale, AZ
Other Businesses

1. HOMESTART (HELIOS REALTY TEAM); INVESTMENT RELATED; SCOTTSDALE, AZ; REAL ESTATE SALES; REAL ESTATE AGENT; MARCH 2023; DEVOTE 20 HOURS PER MONTH, 0 HOURS DURING MARKET HOURS 2. Ashton Thomas Private Wealth, LLC; Yes, Investment Related; 8605 E Raintree Drive, Suite 280, Scottsdale, AZ 85260; Investment Advisory Firm; Wealth Advisor; December 2021; 40 hrs/week during market hours. 3. Ashton Thomas Insurance Agency, LLC; Not Investment Related; 8605 East Raintree Drive, Suite 280, Scottsdale, AZ 85260; Insurance Sales; Insurance agent; March 2024; 10 hrs/month during non-market hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-16
S63 Uniform Securities Agent State Law Examination 2019-11-04
  • S65 Uniform Investment Adviser Law Examination
    2023-03-16
  • S63 Uniform Securities Agent State Law Examination
    2019-11-04
Designations
Other Names
  • Nico Jose De La Vara
  • Nicholas Delavara

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