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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-10 |
| TX | RA | APPROVED | 2023-11-30 |
| AZ | RA | APPROVED | 2023-03-16 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2019 | 12/2021 |
| Arizona State University Athletics | Tempe | AZ | 08/2017 | 12/2019 |
| Arizona State University | Tempe | AZ | 08/2015 | 12/2019 |
| M. S. Howells & Co | Scottsdale | AZ | 01/2022 | 12/2024 |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 12/2021 | Present |
| Ashton Thomas Securities, Llc | Rochester | NY | 12/2024 | Present |
| Homestart (Helios Realty Team) | Scottsdale | AZ | 03/2023 | Present |
1. HOMESTART (HELIOS REALTY TEAM); INVESTMENT RELATED; SCOTTSDALE, AZ; REAL ESTATE SALES; REAL ESTATE AGENT; MARCH 2023; DEVOTE 20 HOURS PER MONTH, 0 HOURS DURING MARKET HOURS 2. Ashton Thomas Private Wealth, LLC; Yes, Investment Related; 8605 E Raintree Drive, Suite 280, Scottsdale, AZ 85260; Investment Advisory Firm; Wealth Advisor; December 2021; 40 hrs/week during market hours. 3. Ashton Thomas Insurance Agency, LLC; Not Investment Related; 8605 East Raintree Drive, Suite 280, Scottsdale, AZ 85260; Insurance Sales; Insurance agent; March 2024; 10 hrs/month during non-market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-04 |
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