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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-24 |
| OK | RA | APPROVED | 2022-04-05 |
Branch Locations
3121 Quail Springs Pkwy Ste 110, Oklahoma City, OK 73134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Oklahoma City | OK | 02/2019 | 01/2022 |
| Mml Investors Services, Llc | Oklahoma City | OK | 07/2019 | 01/2022 |
| Tinker Federal Credit Union | Tinker Afb | OK | 11/2005 | 12/2018 |
| Raymond James & Associates, Inc. | Oklahoma City | OK | 03/2021 | Present |
(1)Name of Business: Cow in the Water Productions LLC Address: 8309 NW 27th, Bethany, OK, 73008, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/02/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Photography, videography, cable networking, and electronic media services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-29 |
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