Inactive

Alexander Roesner

Black Diamond Financial, LLC

Lutherville, MD

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Current Employers

Black Diamond Financial, Llc

2330 West Joppa Road Suite 320, Lutherville, MD 21093 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-12-03

MD RA
APPROVED

Since 2025-12-03

Branch Locations

2330 West Joppa Road Suite 320, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Towson	MD	06/2019	07/2022
Full Time Student	Philadelphia	PA	07/2012	05/2019
Bank Of America N.A.	Towson	MD	09/2019	07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Towson	MD	09/2019	07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Towson	MD	10/2019	07/2022
Black Diamond Financial, Llc	Towson	MD	07/2022	Present

06/2019 → 07/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD
07/2012 → 05/2019

Full Time Student

Philadelphia, PA
09/2019 → 07/2022

Bank Of America N.A.

Towson, MD
09/2019 → 07/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD
10/2019 → 07/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD
07/2022 → Present

Black Diamond Financial, Llc

Towson, MD

Previous Registrations

2019-10-16 → 2022-07-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-11

S66 Uniform Combined State Law Examination

2019-10-11

Designations

View on SEC IAPD

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Other Investors

FREMONT JAMES KNITTLE

ANDREW WILLIAM SULLIVAN

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ROBERT WILMER BLACK

FRED CREGAN HILL

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HARBOR INVESTMENT ADVISORY, LLC · LUTHERVILLE, MD

CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

MORGAN STANLEY · Lutherville, MD

SUMMIT FINANCIAL, LLC · LUTHERVILLE, MD

KESTRA ADVISORY SERVICES, LLC · Lutherville, MD

KESTRA ADVISORY SERVICES, LLC · LUTHERVILLE, MD

CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

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