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Arnold Javier Fernandez Fuentes

J.P. Morgan Securities LLC

Denver, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-05-02
TX RA APPROVED 2023-05-02
  • CO RA
    APPROVED
    Since 2023-05-02
  • TX RA
    APPROVED
    Since 2023-05-02

Branch Locations

1455 16Th St Ste 407, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Denver CO 07/2019 Present
Jp Morgan Chase Bank Denver CO 07/2019 Present
Jp Morgan New York CO 05/2018 08/2018
Denver International Airport Denver CO 05/2017 08/2017
Finish Line Denver CO 04/2017 01/2018
Colorado State University - Morgan Library Fort Collins CO 08/2015 05/2019
Unemployment Denver CO 06/2019 06/2019
  • 07/2019 → Present
    Jp Morgan Securities Llc
    Denver, CO
  • 07/2019 → Present
    Jp Morgan Chase Bank
    Denver, CO
  • 05/2018 → 08/2018
    Jp Morgan
    New York, CO
  • 05/2017 → 08/2017
    Denver International Airport
    Denver, CO
  • 04/2017 → 01/2018
    Finish Line
    Denver, CO
  • 08/2015 → 05/2019
    Colorado State University - Morgan Library
    Fort Collins, CO
  • 06/2019 → 06/2019
    Unemployment
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-02
S63 Uniform Securities Agent State Law Examination 2019-09-30
  • S65 Uniform Investment Adviser Law Examination
    2023-05-02
  • S63 Uniform Securities Agent State Law Examination
    2019-09-30
Other Names
  • Arnold Javier Fernandez-Fuentes
  • Arnold Fernandez

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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