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500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-20 |
| MA | RA | APPROVED | 2022-03-08 |
Branch Locations
20 William Street, Suite 165, Wellesley, MA 02481 • United States
500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wellesley Hills | MA | 06/2019 | 06/2020 |
| Boston College | Chestnut Hill | MA | 08/2016 | 05/2020 |
| Mfs Investment Management | Boston | MA | 05/2018 | 08/2018 |
| Gentle Giant Moving Co. | Somerville | MA | 05/2017 | 08/2017 |
| Camp O-At-Ka | Sebago | ME | 06/2015 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wellesley Hills | MA | 06/2020 | 05/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 06/2021 | 12/2021 |
| Fiducient Advisors Llc | Chicago | IL | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-03 |
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