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Francesca Anne Falato

Capital Client Group, Inc.

Carmel, IN

Sheridan, IN

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-02-01
  • IN RA
    APPROVED
    Since 2022-02-01

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

Sheridan, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group - American Funds Distributors, Inc. Carmel IN 11/2021 08/2024
Spark Foundry Chicago IL 07/2021 11/2021
University Of Illinois Champaign IL 08/2017 08/2021
Merrill Lynch Chicago IL 06/2019 08/2019
Jack Nadel International Chicago IL 06/2018 08/2018
Unemployed Palatine IL 11/2011 08/2017
Capital Client Group, Inc. Carmel IN 08/2024 Present
  • 11/2021 → 08/2024
    Capital Group - American Funds Distributors, Inc.
    Carmel, IN
  • 07/2021 → 11/2021
    Spark Foundry
    Chicago, IL
  • 08/2017 → 08/2021
    University Of Illinois
    Champaign, IL
  • 06/2019 → 08/2019
    Merrill Lynch
    Chicago, IL
  • 06/2018 → 08/2018
    Jack Nadel International
    Chicago, IL
  • 11/2011 → 08/2017
    Unemployed
    Palatine, IL
  • 08/2024 → Present
    Capital Client Group, Inc.
    Carmel, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-01
  • S66 Uniform Combined State Law Examination
    2022-02-01
Other Names
  • Francesca Falato

View on SEC IAPD

Other Firms

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OPPENHEIMER ASSET MANAGEMENT
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LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

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