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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors, Inc. | Minneapolis | MN | 01/2016 | 01/2020 |
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 01/2020 | 03/2020 |
| American Enterprise Investment Services Inc. | Minneapolis | MN | 01/2020 | Present |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: Bartender; Date Activity Started/Modified/Ended:2025-07-03; Address: 401 N 4TH ST, Wausau, Wisconsin 54403; Type of Activity: Hospitality; Describe if any other Activity:;Role/Relationship: Employee; Describe if any other Roles/Responsibility:;Responsibilities: Serving beverages; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-11 |
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