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Alexander J Phillips

Robert W. Baird & Co. Incorporated

Denver, CO

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-14
TX RA APPROVED_RES 2022-05-12
CO RA APPROVED 2021-06-30
WI RA APPROVED 2019-11-04
  • FL RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2022-05-12
  • CO RA
    APPROVED
    Since 2021-06-30
  • WI RA
    APPROVED
    Since 2019-11-04

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio University Nelson Market - Culinary Services Athens OH 10/2015 05/2017
Igs Energy Dublin OH 05/2017 08/2017
Castlight Health San Francisco CA 05/2018 08/2018
Ohio University Athens OH 09/2015 05/2019
Baird Milwaukee WI 06/2019 Present
  • 10/2015 → 05/2017
    Ohio University Nelson Market - Culinary Services
    Athens, OH
  • 05/2017 → 08/2017
    Igs Energy
    Dublin, OH
  • 05/2018 → 08/2018
    Castlight Health
    San Francisco, CA
  • 09/2015 → 05/2019
    Ohio University
    Athens, OH
  • 06/2019 → Present
    Baird
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2019-11-01

View on SEC IAPD

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Other Investors

TRISHA RENEA MINGO
Nicholas Dean Phillips
Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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