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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-14
TX RA APPROVED 2021-07-14
MN RA APPROVED 2021-07-01
  • NY RA
    APPROVED
    Since 2021-07-14
  • TX RA
    APPROVED
    Since 2021-07-14
  • MN RA
    APPROVED
    Since 2021-07-01

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Mendota Heights, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 05/2019 Present
University Of Minnesota Minneapolis MN 04/2019 12/2020
University Of Minnesota Les Bolstad Golf Course Minneapolis MN 08/2020 Present
Highland National Golf Course St. Paul MN 04/2019 08/2019
Mancini's Char House St. Paul MN 11/2016 04/2017
University Of Minnesota Mariucci Arena Minneapolis MN 09/2017 02/2018
Myself St. Paul MN 01/2020 Present
Northrock Partners Minneapolis MN 05/2018 07/2018
Somerset Country Club Mendota Heights MN 03/2017 06/2017
Cretin Derham Hall St. Paul MN 09/2013 05/2017
Unemployed Minneapolis MN 07/2018 03/2019
  • 05/2019 → Present
    Minneapolis, MN
  • 04/2019 → 12/2020
    University Of Minnesota
    Minneapolis, MN
  • 08/2020 → Present
    University Of Minnesota Les Bolstad Golf Course
    Minneapolis, MN
  • 04/2019 → 08/2019
    Highland National Golf Course
    St. Paul, MN
  • 11/2016 → 04/2017
    Mancini's Char House
    St. Paul, MN
  • 09/2017 → 02/2018
    University Of Minnesota Mariucci Arena
    Minneapolis, MN
  • 01/2020 → Present
    Myself
    St. Paul, MN
  • 05/2018 → 07/2018
    Northrock Partners
    Minneapolis, MN
  • 03/2017 → 06/2017
    Somerset Country Club
    Mendota Heights, MN
  • 09/2013 → 05/2017
    Cretin Derham Hall
    St. Paul, MN
  • 07/2018 → 03/2019
    Unemployed
    Minneapolis, MN
Other Businesses

(1) NAME OF ENTITY: Speaking Engagements ADDRESS: 1352 Riverside Lane, Mendota Heights, MN 55118 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Telling my story as a 5x [REDACTED] survivor & how to overcome adversity to organizations and charities CAPACITY: Other; Freelance speaking engagements START DATE: 8/1/2021 DUTIES: I will be speaking to groups on overcoming adversity HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Crisp and Green ADDRESS: 428 N Washington Ave, Minneapolis, MN 55401 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Fast Food Restaurant CAPACITY: Other - Service Crew Member. I make bowls and salads on the line in the restaurant START DATE: 8/21/2021 DUTIES: Making bowls, salads, smoothies on the weekend HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Riverside Estates LLC ADDRESS: 1352 Riverside Lane, Mendota Heights, MN 55118 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate Partnership CAPACITY: Owner - Active START DATE: 04/01/22 DUTIES: Managing rent rolls, making sure bills get paid on time, and year end accounting. HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Wave CL, LLC ADDRESS: The LLC is filed with the State of Minnesota with no fixed business address INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC created for future formation of a mobile app we are attempting to create for hospital patients. CAPACITY: Owner - Active START DATE: 09/26/19 DUTIES: No involvement in day to day activity, main job is using my own story for relationship building in the local professional athletic and hospital patient communities. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 5) NAME OF ENTITY: Casey O'Brien ADDRESS: 1229 Juliet Ave INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Duplex CAPACITY: Owner - Active START DATE: 06/30/22 DUTIES I will be living in one half of the duplex and renting the other, so my duties will correspond with those of a normal landlord with three tenants HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (6) NAME OF ENTITY: Holy Family Catholic High School ADDRESS : 8101 Kochia Ln, Victoria, MN 55386 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Assistant Football Coachl CAPACITY: Employee START DATE: 08/14/2023 DUTIES: Coaching the quarterbacks for the high school's varsity football team. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH:0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-01
  • S66 Uniform Combined State Law Examination
    2021-07-01
Other Names
  • Casey O'BRien

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