Harold R Rilling

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2022-12-05
DC	RA	APPROVED	2022-11-28
TX	RA	APPROVED_RES	2022-11-21
RI	RA	APPROVED	2022-10-04

Branch Locations

Westerly, RI • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Senteo International	Westerly	RI	01/2013	05/2019
Jpmorgan Securities Llc.	Boston	MA	05/2019	11/2019
Jpmorgan Chase Bank, N.A.	Boston	MA	05/2019	11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mystic	CT	04/2020	12/2020
Unemployed	Westerly	RI	12/2019	03/2020
Bank Of America, N.A.	Mystic	CT	07/2020	12/2020
Rocket Mortgage	Detriot	MI	12/2020	05/2022
Unemployed	Westerly	RI	05/2022	10/2022
Thrivent Financial	Appleton	WI	10/2022	Present
Thrivent Investment Management Inc	Minneapolis	MN	10/2022	Present

01/2013 → 05/2019

Senteo International

Westerly, RI
05/2019 → 11/2019

Jpmorgan Securities Llc.

Boston, MA
05/2019 → 11/2019

Jpmorgan Chase Bank, N.A.

Boston, MA
04/2020 → 12/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mystic, CT
12/2019 → 03/2020

Unemployed

Westerly, RI
07/2020 → 12/2020

Bank Of America, N.A.

Mystic, CT
12/2020 → 05/2022

Rocket Mortgage

Detriot, MI
05/2022 → 10/2022

Unemployed

Westerly, RI
10/2022 → Present

Thrivent Financial

Appleton, WI
10/2022 → Present

Thrivent Investment Management Inc

Minneapolis, MN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-01
S63	Uniform Securities Agent State Law Examination	2019-09-05

Other Firms