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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-05 |
| OH | RA | APPROVED | 2021-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Covington | KY | 06/2019 | 02/2021 |
| University Of Kentucky | Lexington | KY | 08/2015 | 05/2019 |
| University Of Kentucky Financial Wellness Center | Lexington | KY | 01/2017 | 05/2019 |
| University Of Kentucky Cares | Lexington | KY | 06/2017 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 05/2021 | Present |
| Unemployed | Covington | KY | 02/2021 | 05/2021 |
| Gap | Lexington | KY | 08/2016 | 10/2016 |
| Bank Of America, N.A. | Cincinnati | OH | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-09 |
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