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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-04 |
| IL | RA | APPROVED | 2021-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wal-Mart | Glen Carbon | IL | 10/2018 | 05/2019 |
| Calloway State Farm | Maryville | IL | 01/2019 | 05/2019 |
| Richland Community College | Decatur | IL | 08/2016 | 08/2017 |
| Southern Illinois University | Edwardsville | IL | 08/2017 | 05/2019 |
| Aerotek | Illiopolis | IL | 05/2018 | 08/2018 |
| Maco | Mount Zion | IL | 06/2015 | 08/2017 |
| Kroger | Decatur | IL | 07/2016 | 08/2017 |
| Axa Advisors, Llc | New York | NY | 06/2019 | 11/2019 |
| Lpl Financial, Llc | Springfield | IL | 01/2020 | Present |
1. 10/1/2021 - BOS Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/1/2021. 2. 3/3/2023 - No Business Name - Investment Related - Home Based - Real Estate Rental - Start Date - 01/02/2023 - 10 Hours Per Month/0 Hours During Securities Trading 3. 02/13/2024 - Bank Of Springfield - Financial Institution Duty - Not Investment Related - At Reported Business Location(s) - Start Date 3/01/2024 - 1 Hour Per Month 4. 03/07/2024 - BOS Wealth & Planning - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/11/2024 - 160 Hrs/Mo; 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-09 |
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