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Joshua Alan Jacoby

LPl Financial LLC

Springfield, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-04
IL RA APPROVED 2021-08-24
  • TX RA
    APPROVED
    Since 2023-01-04
  • IL RA
    APPROVED
    Since 2021-08-24

Branch Locations

3400 Wabash Ave, Springfield, IL 62711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wal-Mart Glen Carbon IL 10/2018 05/2019
Calloway State Farm Maryville IL 01/2019 05/2019
Richland Community College Decatur IL 08/2016 08/2017
Southern Illinois University Edwardsville IL 08/2017 05/2019
Aerotek Illiopolis IL 05/2018 08/2018
Maco Mount Zion IL 06/2015 08/2017
Kroger Decatur IL 07/2016 08/2017
Axa Advisors, Llc New York NY 06/2019 11/2019
Lpl Financial, Llc Springfield IL 01/2020 Present
  • 10/2018 → 05/2019
    Wal-Mart
    Glen Carbon, IL
  • 01/2019 → 05/2019
    Calloway State Farm
    Maryville, IL
  • 08/2016 → 08/2017
    Richland Community College
    Decatur, IL
  • 08/2017 → 05/2019
    Southern Illinois University
    Edwardsville, IL
  • 05/2018 → 08/2018
    Aerotek
    Illiopolis, IL
  • 06/2015 → 08/2017
    Maco
    Mount Zion, IL
  • 07/2016 → 08/2017
    Kroger
    Decatur, IL
  • 06/2019 → 11/2019
    Axa Advisors, Llc
    New York, NY
  • 01/2020 → Present
    Springfield, IL
Other Businesses

1. 10/1/2021 - BOS Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/1/2021. 2. 3/3/2023 - No Business Name - Investment Related - Home Based - Real Estate Rental - Start Date - 01/02/2023 - 10 Hours Per Month/0 Hours During Securities Trading 3. 02/13/2024 - Bank Of Springfield - Financial Institution Duty - Not Investment Related - At Reported Business Location(s) - Start Date 3/01/2024 - 1 Hour Per Month 4. 03/07/2024 - BOS Wealth & Planning - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/11/2024 - 160 Hrs/Mo; 8 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-18
S63 Uniform Securities Agent State Law Examination 2019-08-09
  • S65 Uniform Investment Adviser Law Examination
    2021-05-18
  • S63 Uniform Securities Agent State Law Examination
    2019-08-09

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