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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-12-01
CO RA APPROVED 2021-11-26
  • WI RA
    APPROVED
    Since 2021-12-01
  • CO RA
    APPROVED
    Since 2021-11-26

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.W Baird Denver CO 04/2021 Present
Unemployed Denver CO 02/2021 04/2021
Epic Systems Verona WI 01/2020 02/2021
Iowa Chop House Iowa City IA 03/2016 11/2019
Unemployed Iowa City IA 11/2019 01/2020
  • 04/2021 → Present
    R.W Baird
    Denver, CO
  • 02/2021 → 04/2021
    Unemployed
    Denver, CO
  • 01/2020 → 02/2021
    Epic Systems
    Verona, WI
  • 03/2016 → 11/2019
    Iowa Chop House
    Iowa City, IA
  • 11/2019 → 01/2020
    Unemployed
    Iowa City, IA
Other Businesses

Name/Address: Grant and JJ LLC 2635 S University Blvd Denver CO 80210 Start Date: 10/15/25 6-10 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner/Member Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-24
  • S66 Uniform Combined State Law Examination
    2021-11-24
Other Names
  • Grant Matthew Reffett

View on SEC IAPD

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