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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-11-16
MO RA APPROVED 2021-11-16
  • MN RA
    APPROVED
    Since 2021-11-16
  • MO RA
    APPROVED
    Since 2021-11-16

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St Louis MO 07/2020 11/2020
Wells Fargo Clearing Services St Louis MO 11/2020 11/2021
University Of St Thomas St. Paul MN 07/2016 05/2020
Wells Fargo Minneapolis MN 06/2019 08/2019
Punch & Associates Edina MN 06/2018 12/2018
Nothing Bundt Cakes St. Paul MN 08/2017 12/2017
Dairy Queen White Bear Lake MN 06/2014 08/2017
Rbc Capital Markets, Llc Minneapolis MN 11/2021 Present
  • 07/2020 → 11/2020
    Wells Fargo Clearing Services
    St Louis, MO
  • 11/2020 → 11/2021
    Wells Fargo Clearing Services
    St Louis, MO
  • 07/2016 → 05/2020
    University Of St Thomas
    St. Paul, MN
  • 06/2019 → 08/2019
    Wells Fargo
    Minneapolis, MN
  • 06/2018 → 12/2018
    Punch & Associates
    Edina, MN
  • 08/2017 → 12/2017
    Nothing Bundt Cakes
    St. Paul, MN
  • 06/2014 → 08/2017
    Dairy Queen
    White Bear Lake, MN
  • 11/2021 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

NAME OF ENTITY: Social Media (Instagram account): alltheragempls ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Social Media Instagram Account CAPACITY: Other START DATE: 08.01.23 DUTIES: Creative design HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-13
  • S66 Uniform Combined State Law Examination
    2021-05-13

View on SEC IAPD

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