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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-11-16 |
| MO | RA | APPROVED | 2021-11-16 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | St Louis | MO | 07/2020 | 11/2020 |
| Wells Fargo Clearing Services | St Louis | MO | 11/2020 | 11/2021 |
| University Of St Thomas | St. Paul | MN | 07/2016 | 05/2020 |
| Wells Fargo | Minneapolis | MN | 06/2019 | 08/2019 |
| Punch & Associates | Edina | MN | 06/2018 | 12/2018 |
| Nothing Bundt Cakes | St. Paul | MN | 08/2017 | 12/2017 |
| Dairy Queen | White Bear Lake | MN | 06/2014 | 08/2017 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 11/2021 | Present |
NAME OF ENTITY: Social Media (Instagram account): alltheragempls ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Social Media Instagram Account CAPACITY: Other START DATE: 08.01.23 DUTIES: Creative design HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-13 |
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