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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-06
  • TX RA
    APPROVED
    Since 2019-11-06

Branch Locations

1190 Waldron Rd, Corpus Christi, TX 78418 • United States

502 N Austin St, Rockport, TX 78382 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Laredo TX 06/2018 Present
Wells Fargo Clearing Services, Llc Laredo TX 06/2019 Present
Powell Watson Insurance Laredo TX 08/2016 05/2018
Texas A&M International University (Sanchez School Of Business) Laredo TX 01/2015 08/2017
  • 06/2018 → Present
    Wells Fargo Bank, Na
    Laredo, TX
  • 06/2019 → Present
    Laredo, TX
  • 08/2016 → 05/2018
    Powell Watson Insurance
    Laredo, TX
  • 01/2015 → 08/2017
    Texas A&M International University (Sanchez School Of Business)
    Laredo, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-06
S63 Uniform Securities Agent State Law Examination 2019-10-15
  • S65 Uniform Investment Adviser Law Examination
    2019-11-06
  • S63 Uniform Securities Agent State Law Examination
    2019-10-15

View on SEC IAPD

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