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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-01 |
| TX | RA | APPROVED | 2026-06-01 |
Branch Locations
4505 Country Club Rd Ste 210, Winston Salem, NC 27104-3509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Eden | Eden | NC | 02/2015 | 01/2018 |
| Student | Hickory | NC | 08/2016 | 05/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2019 | 03/2026 |
| Northwestern Mutual Investment Services Llc | Greensboro | NC | 08/2020 | 03/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2021 | 03/2026 |
| Lpl Financial | Winston-Salem | NC | 03/2026 | Present |
1. 03/2026 - DLTD, LLC - Business Owner - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Reidsville, NC, 27320 - OBA Start Date: 01/25/2024 2. 03/2026 - VA Property - Farm - Not Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Martinsville, VA, 24112 - OBA Start Date: 07/31/2024 3. 03/2026 - LowBoyz Golf, LLC - Business Owner - Inv Related - 10 Hour(s)/Month - 0 Hour(s) During Trading - Reidsville, NC, 27320- OBA Start Date: 12/10/2025 4. 03/2026 - Mosaic Capital Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/23/2026 5. 03/2026 - Mosaic Capital Management - Non-Variable Insurance - Inv Related - 5 Hour(s)/Month - 5 Hour(s) During Trading - Winston Salem, NC, 27104 - OBA Start Date: 03/06/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-16 |
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