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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-01 |
| TX | RA | APPROVED | 2022-08-03 |
| WY | RA | APPROVED | 2022-08-03 |
Branch Locations
44 Cook Street Suite 450, Denver, CO 80206 • United States
150 S. Mckinley Street, Casper, WY 82601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 06/2020 | 07/2022 |
| Charles Schwab | Lone Tree | CO | 06/2019 | 08/2019 |
| University Of Notre Dame | Notre Dame | IN | 08/2016 | 06/2020 |
| N/A | Casper | WY | 04/1997 | 04/2017 |
| Casper Country Club | Casper | WY | 05/2017 | 08/2017 |
| Stifel, Nicolaus & Co, Inc | Denver | CO | 08/2022 | Present |
1. MHMM LLC; 150 S McKinley St, Casper, WY 82601; an LLC to own the building that we are moving to; Co-owner; Help manage and maintain the property; 02/14/2023; 3 Hours per Month; Not During Securities Trading Hours; Investment-Related 2. Casper Area Chamber of Commerce; 500 N Center St, Casper, WY 82601; Local Chamber of Commerce; Board Member; Typical board duties - strategic planning, organizing events, advocacy; 01/16/2024; 2 Hours per Week; Not during securities trading hours; Not Investment-Related. 3. Notre Dame Club of Wyoming; 100 Eck Visitors Center Notre Dame IN 46556; The Notre Dame Club of Wyoming seeks to grow and connect the University of Notre Dame community around Wyoming; President of the Notre Dame Club of Wyoming; In a volunteer capacity, I will look to grow and connect the Notre Dame community in and around Wyoming; 10/01/2024; 1 hr/week; Not during securities trading hours; Not Investment-Related 4. Casper College; 125 College Dr, Casper, WY 82609; College; Volunteer Instructor; Teach unpaid seminars titled "Investing Made Simple" for members of the Casper community; 02/04/2025; 5 Hours per Quarter; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-19 |
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