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Christopher Karrick

Osaic Institutions, Inc.

Springfield, IL

CRD 7132342

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-01-02
  • IL RA
    APPROVED
    Since 2021-01-02

Branch Locations

322 E. Capitol Ave, Springfield, IL 62701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Springfield IL 01/2015 09/2016
Us Bank Springfield IL 09/2016 06/2019
Inb Springfield IL 06/2019 Present
  • 01/2015 → 09/2016
    Pnc Bank
    Springfield, IL
  • 09/2016 → 06/2019
    Us Bank
    Springfield, IL
  • 06/2019 → Present
    Inb
    Springfield, IL
Other Businesses

The Garden restaurant 200 W Illinois St, New Berlin, IL 62670 as a server. It is not investment related. I started 10/2016 and work about 40 hours a month, and none of which are during security trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-28
  • S66 Uniform Combined State Law Examination
    2020-12-28

View on SEC IAPD

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