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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-21 |
Branch Locations
3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empire Solar Solutions Llc | Newburgh | NY | 05/2017 | 08/2017 |
| Ayco Mercer Allied A Goldman Sachs Company | Cohoes | NY | 05/2019 | 11/2020 |
| Student | Oneonta | NY | 09/2015 | 05/2019 |
| State Farm | Warwick | NY | 06/2018 | 08/2018 |
| Hartwick College | Oneonta | NY | 09/2015 | 11/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2020 | 08/2023 |
| Northwestern Mutual Investment Services Llc | Latham | NY | 12/2020 | 08/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2021 | 08/2023 |
| Lpl Financial Llc | Latham | NY | 08/2023 | Present |
1- 08/21/2023 / Empire Financial Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s)/ 160 hrs mnth / 40 hrs during trading / Start date 08/21/2023 2. 10/24/2025 - Prosperity Pathways - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Inv Rel - Start date 10/9/2025 - 40hrs/mnth during Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-03-20 |
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