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Jorge Alberto Serrano

J.P. Morgan Securities LLC

Harvey, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
LA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • LA RA
    APPROVED
    Since 2012-10-01

Branch Locations

2340 Manhattan Blvd, Harvey, LA 70058 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Harvey LA 10/2012 Present
Jpmorgan Chase Bank, N.A. Harvey LA 10/2007 Present
Previous Registrations
  • 2007-11-02 → 2012-10-01
    Chase Investment Services Corp.
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
  • 2005-12-21 → 2006-09-12
    Ameriprise Financial Services, Llc
    Metairie, LA
    Rockville, MD
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-20
  • S66 Uniform Combined State Law Examination
    2005-12-20

View on SEC IAPD

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