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William De La Vergne St Paul

Osaic Wealth, Inc.

Harvey, LA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-04
CA RA APPROVED 2024-01-19
LA RA APPROVED 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2026-06-04
  • CA RA
    APPROVED
    Since 2024-01-19
  • LA RA
    APPROVED
    Since 2024-01-19

Branch Locations

1901 Manhattan Blvd, Building B Suite 104, Harvey, LA 70058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Harvey LA 05/2016 07/2018
Woodbury Financial Services, Inc. Marrero LA 07/2018 Present
Woodbury Financial Services, Inc. Marrero LA 07/2018 01/2024
Osaic Wealth, Inc. Harvey LA 01/2024 Present
  • 05/2016 → 07/2018
    Capital One Investing, Llc
    Harvey, LA
  • 07/2018 → Present
    Woodbury Financial Services, Inc.
    Marrero, LA
  • 07/2018 → 01/2024
    Woodbury Financial Services, Inc.
    Marrero, LA
  • 01/2024 → Present
    Harvey, LA
Previous Registrations
  • 2018-07-11 → 2024-01-19
    Woodbury Financial Services, Inc.
    Harvey, LA
  • 2016-05-11 → 2018-07-11
    Capital One Advisors, Llc
    Harvey, LA
    Mclean, VA
  • 2015-06-18 → 2016-04-20
    New Orleans, LA
    New Orleans, LA
  • 2015-01-28 → 2015-06-11
    Capital One Advisors, Llc
    Seattle, WA
  • 2012-06-29 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

1. RIVER TOWER WEALTH MANAGEMENT LLC POSITION: Partner/Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/16/2018 ADDRESS: 1901 Manhattan Blvd, Bldg. B Ste. 104, HArvey LA 70115, United States DESCRIPTION: Financial Advisory Services Marketing 2. WILLIAM ST. PAUL GROUP LLC POSITION: sole proprietor NATURE: This LLC is was set up to pay office rent payroll and other expenses in regards to my Woodbury business as a Financial Advisor. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/13/2018 ADDRESS: 1901 Manhattan Blvd. B-104, Harvey LA 70058, United States DESCRIPTION: This is for expenses related to my business as indicated above.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-28
S63 Uniform Securities Agent State Law Examination 2002-02-19
  • S66 Uniform Combined State Law Examination
    2012-06-28
  • S63 Uniform Securities Agent State Law Examination
    2002-02-19
Other Names
  • William Delavergne Stpaul
  • William Delavergne St Paul

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