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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-04 |
| CA | RA | APPROVED | 2024-01-19 |
| LA | RA | APPROVED | 2024-01-19 |
Branch Locations
1901 Manhattan Blvd, Building B Suite 104, Harvey, LA 70058 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Harvey | LA | 05/2016 | 07/2018 |
| Woodbury Financial Services, Inc. | Marrero | LA | 07/2018 | Present |
| Woodbury Financial Services, Inc. | Marrero | LA | 07/2018 | 01/2024 |
| Osaic Wealth, Inc. | Harvey | LA | 01/2024 | Present |
1. RIVER TOWER WEALTH MANAGEMENT LLC POSITION: Partner/Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/16/2018 ADDRESS: 1901 Manhattan Blvd, Bldg. B Ste. 104, HArvey LA 70115, United States DESCRIPTION: Financial Advisory Services Marketing 2. WILLIAM ST. PAUL GROUP LLC POSITION: sole proprietor NATURE: This LLC is was set up to pay office rent payroll and other expenses in regards to my Woodbury business as a Financial Advisor. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/13/2018 ADDRESS: 1901 Manhattan Blvd. B-104, Harvey LA 70058, United States DESCRIPTION: This is for expenses related to my business as indicated above.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-19 |
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