Donald Richard Abaunza

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Hancock Bank
  Harvey, LA
• 02/2012 → 08/2022
  Hancock Investment Services, Inc.
  Kenner, LA
• 08/2022 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 08/2022 → Present
  Cetera Investment Advisers Llc
  Harvey, LA

Previous Registrations

• 2012-02-08 → 2022-08-10
  Hancock Whitney Investment Services Inc.
  River Ridge, LA
  Metairie, LA
  Metairie, LA
  Laplace, LA
  Kenner, LA
  Metairie, LA
  New Orleans, LA
  Kenner, LA
  Kenner, LA
  Denham Springs, LA
  New Orleans, LA
  Harvey, LA
  Marrero, LA
• 2009-09-28 → 2012-02-13
  Cetera Investment Services Llc
  New Orleans, LA
  Kenner, LA
• 2007-02-13 → 2009-09-28
  Morgan Keegan & Company, Llc
  Memphis, TN
  New Orleans, LA
  Metairie, LA
• 2005-05-24 → 2007-02-13
  Amsouth Investment Management Company Llc
  New Orleans, LA

Other Businesses

1. BOARD MEMBER FOR DE LA SALLE HIGH SCHOOL; REVIEW POLICIES AND PROCEDURES FOR FURTHER EFFICIENCY OF THE SCHOOL BUSINESS; 20 HRS/ANNUALLY. 2. OWNER OF HBR PROPERTIES LLC; RENTAL PROPERTY.

Exams

• S66 Uniform Combined State Law Examination
  2015-12-14
• S63 Uniform Securities Agent State Law Examination
  1999-08-31

Other Names

• Donald Richard Abaunza