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William C Teague

Cetera Investment Advisers LLC

Harvey, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
LA RA APPROVED 2017-01-18
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • LA RA
    APPROVED
    Since 2017-01-18

Branch Locations

1749 Manhattan Blvd, Harvey, LA 70058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Birmingham AL 10/2013 Present
Cetera Investment Services Llc St.CLoud MN 10/2013 Present
Cetera Investment Advisers Llc Gretna LA 01/2017 Present
  • 10/2013 → Present
    Regions Bank
    Birmingham, AL
  • 10/2013 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 01/2017 → Present
    Cetera Investment Advisers Llc
    Gretna, LA
Other Businesses

1. OWNER AND MANAGER OF 3 T'S CARDS, LLC; BUYING AND SELLING SPORTS CARDS; 16 HRS/WK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-13
S63 Uniform Securities Agent State Law Examination 2012-03-24
  • S65 Uniform Investment Adviser Law Examination
    2017-01-13
  • S63 Uniform Securities Agent State Law Examination
    2012-03-24
Other Names
  • William C Teague

View on SEC IAPD

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STRATOS WEALTH PARTNERS, LTD
THRIVENT INVESTMENT MANAGEMENT INC.
PFS INVESTMENTS INC.
EDWARD JONES
LPL FINANCIAL LLC

Other Investors

DONALD RICHARD ABAUNZA
JEREMY JOSEPH PAPANIA
WILLIAM DE LA VERGNE ST PAUL
JENNIFER MARIE VICTOR
LISA GREEN CAMPBELL
JORGE ALBERTO SERRANO
Joseph Louis Foret
ANDREW ELLENDER STALL

Other Offices

CETERA INVESTMENT ADVISERS LLC · HARVEY, LA
OSAIC WEALTH, INC. · Harvey, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Harvey, LA
J.P. MORGAN SECURITIES LLC · HARVEY, LA
STRATOS WEALTH PARTNERS, LTD · HARVEY, LA
THRIVENT INVESTMENT MANAGEMENT INC. · HARVEY, LA
STRATOS WEALTH PARTNERS, LTD · HARVEY, LA
PFS INVESTMENTS INC. · GRETNA, LA

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