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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-08 |
| LA | RA | APPROVED | 2014-05-30 |
Branch Locations
2439 Manhattan Blvd Suite #105, Harvey, LA 70058 • United States
3344 Metairie Road, Metairie, LA 70001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Harvey | LA | 05/2014 | Present |
| Stratos Wealth Partners, Ltd | Harvey | LA | 05/2014 | Present |
1. 05/30/2014 - DELACROIX TRITON LLC/LLC/LLC HOLDS FISHING BOAT USED FOR PERSONAL USE ONLY./DELACROIX,LA 2. 05/30/2014 - DELACOIX FISHING CLUB LLC/LLC/FISHING CAMP/DELACROIX,LA 3. 05/30/2014 - HISTORIC HOLDINGS/LLC/HOLDING COMPANY FOR CARWASH AND CONVENIENCE STORE/1%/NEW ORLEANS,LA 4. 05/30/2014 - TCHOUP STOP/CONVENIENCE STORE/1%/NEW ORLEANS,LA 5. 05/30/2014 - CARWASH BLUES LLC - DBA UPTOWN CARWASH/LLC/CARWASH BLUES LLC OWNS AND OPERATES UPTOWN CARWASH./1%/NEW ORLEANS,LA 6. 05/30/2014 - STRATOS WEALTH PARTNERS/DBA ONLY/100%/HARVEY,LA 7. 6/2/2014 - Stratos Wealth Partners, LTD - DBA: (HYBRID) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 5/2014 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 5/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 8/6/2019 - Stall Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2019 - 200 Hours Per Month/6 Hours During Securities Trading. 9. 8/8/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Stall Investment Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 07/01/2019 - 200 Hours Per Month/6 Hours During Securities Trading. 10. 05/25/2022 - No Business Name - Not Investment Related - 1505 Arabella St. New Orleans, LA 70115 - Other - Thoroughbred Horse Racing - Owner - Start Date - 05/15/2014 - 0 Hours Per Month/ 0 Hours During Securities Trading. 11. 05/30/2014 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-08 |
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