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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-16
AZ RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2026-03-16
  • AZ RA
    APPROVED
    Since 2023-08-10

Branch Locations

6720 N Scottsdale Rd St 290, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 10/2020 08/2023
Securian Financial Services Inc St Paul MN 10/2020 08/2023
North Star Resource Group Minneapolis MN 10/2020 Present
Cri Securities Llc St Paul MN 10/2020 10/2021
Arizona State University Tempe AZ 05/2015 06/2020
North Star Resource Group Scottsdale AZ 05/2019 08/2019
Nai Horizon Phoenix AZ 01/2020 06/2020
Securian Financial Services Inc St Paul MN 09/2020 10/2020
Cetera Wealth Services, Llc Scottsdale AZ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/2020 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 10/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 10/2020 → Present
    North Star Resource Group
    Minneapolis, MN
  • 10/2020 → 10/2021
    Cri Securities Llc
    St Paul, MN
  • 05/2015 → 06/2020
    Arizona State University
    Tempe, AZ
  • 05/2019 → 08/2019
    North Star Resource Group
    Scottsdale, AZ
  • 01/2020 → 06/2020
    Nai Horizon
    Phoenix, AZ
  • 09/2020 → 10/2020
    Securian Financial Services Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Scottsdale, AZ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-07-06 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    Scottsdale, AZ
    Minneapolis, MN
    St. Paul, MN
  • 2021-07-06 → 2021-10-28
    Cri Securities, Llc
    Minneapolis, MN
    Scottsdale, AZ
    Minneapolis, MN
Other Businesses

NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of the carriers that have selling arrangement with Securian Financial or MN Life Insurance Co. *Individual Registered reps with P&C licenses fill out a separate OBA disclosure specific to that activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-07
  • S66 Uniform Combined State Law Examination
    2021-05-07

View on SEC IAPD

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