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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-08-09 |
Branch Locations
14515 N. Outer 40 Road Ste 100, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waters Financial Group | Chesterfield | MO | 05/2019 | 08/2019 |
| Isaac And Kenneth Associates | Shanghai | 05/2018 | 07/2018 | |
| Forest Hills Country Club | Saint Louis | MO | 05/2015 | 08/2018 |
| Butler University | Indianapolis | IN | 08/2016 | 05/2020 |
| Waters Financial Group | Chesterfield | MO | 05/2020 | Present |
| Lpl Financial | Chesterfield | MO | 05/2020 | Present |
1) 8/2020 - DBA for LPL Business (entity for LPL business) - Waters Financial Group, Inc - Investment Related - Chesterfield, MO 63017
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-22 |
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