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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-14 |
| HI | RA | APPROVED | 2023-03-20 |
| TX | RA | APPROVED | 2023-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A. Rodriguez And Associates, Inc. | Honolulu | HI | 12/1994 | Present |
| Morgan Stanley Smith Barney Llc | Honolulu | HI | 07/2019 | 10/2019 |
| Morgan Stanley Smith Barney Llc | Honolulu | HI | 10/2019 | 02/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2019 | 02/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 03/2023 | Present |
| Bank Of America, N.A. | Honolulu | HI | 05/2023 | Present |
*382788 - A. Rodriguez and Associates, Inc.; Investment related - No; Honolulu, Hawaii; Manufacturer Representative Agency; Consultant (proprietor, partner, officer, director, employee, trustee, agent); Dec 1994; During business hours: 0; After business hours: 6.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-15 |
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