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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise | Williamsville | NY | 05/2019 | 09/2023 |
| Fit School | New York | NY | 09/2016 | 05/2019 |
| Clarence Schools | Clarence | NY | 09/2005 | 09/2016 |
| Lpl Financial Llc | Williamsville | NY | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-11-20 |
| S65 | Uniform Investment Adviser Law Examination | 2021-10-04 |
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