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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-06
  • CA RA
    APPROVED
    Since 2023-07-06

Branch Locations

1 Technology Drive Suite J709, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Irvine CA 02/2005 Present
Everest Group ,Llc Chicago IL 07/2007 Present
Transamerica Financial Advisors, Inc Irvine CA 01/2012 Present
Rental Property Vernon Hills IL 02/2008 Present
Acussage Holding Llc Grandville MI 08/2013 02/2018
Kgw Management Llc Buffalo Grove IL 01/2016 11/2024
Everest Management Llc Chicago IL 05/2016 11/2024
Bglsk Management Chicago IL 03/2016 11/2024
Everest Group Partners Llc Buffalo Grove IL 07/2007 Present
  • 02/2005 → Present
    World Financial Group
    Irvine, CA
  • 07/2007 → Present
    Everest Group ,Llc
    Chicago, IL
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Irvine, CA
  • 02/2008 → Present
    Rental Property
    Vernon Hills, IL
  • 08/2013 → 02/2018
    Acussage Holding Llc
    Grandville, MI
  • 01/2016 → 11/2024
    Kgw Management Llc
    Buffalo Grove, IL
  • 05/2016 → 11/2024
    Everest Management Llc
    Chicago, IL
  • 03/2016 → 11/2024
    Bglsk Management
    Chicago, IL
  • 07/2007 → Present
    Everest Group Partners Llc
    Buffalo Grove, IL
Previous Registrations
  • 2010-03-12 → 2012-01-06
    Investment Advisors International, Inc.
    Chicago, IL
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc WFG - CHICAGO IL, START DATE 02-2005, NOT INVESTMENT RELATED, ASSOCIATE RENTAL PROPERTYVERNON HILLSIllinoisUnited StatesYesOWNER, 02/2008PRESENT EVEREST GROUP ,LLCCHICAGOIllinoisUnited StatesYesPARTNEMANAGING OFFICE , 07/2007PRESENT RENTAL PROPERTY; NOT INVESTMENT-RELATED; 376 W SHADOW CREEK DR, VERNON HILLS IL 60061; PASSIVE RENTAL INCOME; 2/1/2008; OWNER; 0 HOURS/MONTH EVEREST GROUP PARTNERS LLC POSITION: MANAGER NATURE: Administrative expense management entity INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2007 ADDRESS: 321 W DUNDEE RD, BUFFALO GROVE IL 60089, United States DESCRIPTION: Administrative oversight related to lease obligations and payment of general overhead expenses. No involvement in securities transactions, client servicing, investment advisory activity, or solicitation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-31
S63 Uniform Securities Agent State Law Examination 2005-09-29
  • S65 Uniform Investment Adviser Law Examination
    2009-12-31
  • S63 Uniform Securities Agent State Law Examination
    2005-09-29

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