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Brett Stephen Poling

Wells Fargo Clearing Services, LLC

Allentown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-11-14
TX RA APPROVED 2022-11-14
  • PA RA
    APPROVED
    Since 2022-11-14
  • TX RA
    APPROVED
    Since 2022-11-14

Branch Locations

4905 W Tilghman St Ste 350, Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Allentown PA 04/2022 Present
Adp Allentown PA 08/2020 03/2022
Wells Fargo Advisors Bethlehem PA 06/2019 08/2019
Moravian University Bethlehem PA 12/2016 05/2020
Moravian University Bethlehem PA 08/2016 05/2020
Oxyfit Gym Trexlertown PA 05/2017 08/2017
  • 04/2022 → Present
    Wells Fargo Clearing Services, Llc
    Allentown, PA
  • 08/2020 → 03/2022
    Adp
    Allentown, PA
  • 06/2019 → 08/2019
    Wells Fargo Advisors
    Bethlehem, PA
  • 12/2016 → 05/2020
    Moravian University
    Bethlehem, PA
  • 08/2016 → 05/2020
    Moravian University
    Bethlehem, PA
  • 05/2017 → 08/2017
    Oxyfit Gym
    Trexlertown, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-04
  • S66 Uniform Combined State Law Examination
    2022-11-04
Other Names
  • Brett Poling

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
SECTOR ANALYSTS LLC
LOMBARD ADVISERS INCORPORATED
J.P. MORGAN SECURITIES LLC
ERICKSON FINANCIAL GROUP, LLC
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
GURNIAK FINANCIAL ADVISORS, INC.

Other Investors

Jessica Ann Paretta
Chris Talpas
JOHN DAVID TUMOLO
PATRICK JAMES HUTCHINSON
DAVID FREDERICK GUENSCH
REKHA MUKESH TRIVEDI
ALIASGHER NURALI SOMJI
Timothy O'Connors

Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

More in Allentown, PA

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