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403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-01-15 |
Branch Locations
403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States
454 N Pine St, Florence, AL 35630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lighthouse Financial Advisors, Llc | St. Simons Island | GA | 05/2019 | 08/2019 |
| Lighthouse Financial Advisors, Llc | St. Simons Island | GA | 05/2020 | 08/2020 |
| Lighthouse Financial Advisors, Llc | St. Simons Island | GA | 05/2021 | 08/2021 |
| Lighthouse Financial Advisors, Llc | St. Simons Island | GA | 05/2022 | 05/2024 |
| Snowy Rolls | Alpharetta | GA | 03/2017 | 05/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2019 | 05/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2022 | 05/2024 |
| Unemployed/ In School | Suwanee | GA | 01/2012 | 03/2017 |
| Unemployed/ College | Tuscaloosa | AL | 05/2017 | 05/2019 |
| Unemployed/ College | Tuscaloosa | AL | 08/2019 | 05/2020 |
| Unemployed/College | Tuscaloosa | AL | 08/2020 | 05/2021 |
| Unemployed/College | Tuscaloosa | AL | 08/2021 | 05/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2023 | 05/2024 |
| Stonex Securities Inc | Florence | AL | 06/2024 | Present |
| Stonex Advisors Inc | Florence | AL | 06/2024 | 01/2026 |
1. Eagle Creek Wealth Management - 454 N Pine St, Florence AL 35633 Nature of Business: DBA Eagle Creek Wealth Management Investment Related: Yes Business Position: Financial Advisor Business Duties: Financial Advisor at Eagle Creek and StoneX is our BD. Business Start Date: 06/10/2024 Approximately 40 hours spent on this OBA monthly, with all 40 spent during market hours 2) Axient Investment Advisors, LLC - 403 Madison Street SE, 2nd Floor, Huntsville, AL 35801 Nature of Business: SEC registered investment advisory firm Investment Related: Yes Business Position: Investment Advisor Representative Business Duties: Orion platform manager, managing client accounts, model creation, account rebalancing, billing Business Start Date: 01/15/2026 Approximately 160 hours spent on this OBA monthly during market hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-09-18 |
| S65 | Uniform Investment Adviser Law Examination | 2023-09-11 |
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