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Current Employers
Axient Investment Advisors Llc

403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-15
  • AL RA
    APPROVED
    Since 2026-01-15

Branch Locations

403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States

454 N Pine St, Florence, AL 35630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lighthouse Financial Advisors, Llc St. Simons Island GA 05/2019 08/2019
Lighthouse Financial Advisors, Llc St. Simons Island GA 05/2020 08/2020
Lighthouse Financial Advisors, Llc St. Simons Island GA 05/2021 08/2021
Lighthouse Financial Advisors, Llc St. Simons Island GA 05/2022 05/2024
Snowy Rolls Alpharetta GA 03/2017 05/2017
Cambridge Investment Research, Inc. Fairfield IA 05/2019 05/2024
Cambridge Investment Research, Inc. Fairfield IA 10/2022 05/2024
Unemployed/ In School Suwanee GA 01/2012 03/2017
Unemployed/ College Tuscaloosa AL 05/2017 05/2019
Unemployed/ College Tuscaloosa AL 08/2019 05/2020
Unemployed/College Tuscaloosa AL 08/2020 05/2021
Unemployed/College Tuscaloosa AL 08/2021 05/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2023 05/2024
Stonex Securities Inc Florence AL 06/2024 Present
Stonex Advisors Inc Florence AL 06/2024 01/2026
  • 05/2019 → 08/2019
    Lighthouse Financial Advisors, Llc
    St. Simons Island, GA
  • 05/2020 → 08/2020
    Lighthouse Financial Advisors, Llc
    St. Simons Island, GA
  • 05/2021 → 08/2021
    Lighthouse Financial Advisors, Llc
    St. Simons Island, GA
  • 05/2022 → 05/2024
    Lighthouse Financial Advisors, Llc
    St. Simons Island, GA
  • 03/2017 → 05/2017
    Snowy Rolls
    Alpharetta, GA
  • 05/2019 → 05/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2022 → 05/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2012 → 03/2017
    Unemployed/ In School
    Suwanee, GA
  • 05/2017 → 05/2019
    Unemployed/ College
    Tuscaloosa, AL
  • 08/2019 → 05/2020
    Unemployed/ College
    Tuscaloosa, AL
  • 08/2020 → 05/2021
    Unemployed/College
    Tuscaloosa, AL
  • 08/2021 → 05/2022
    Unemployed/College
    Tuscaloosa, AL
  • 09/2023 → 05/2024
    Fairfield, IA
  • 06/2024 → Present
    Stonex Securities Inc
    Florence, AL
  • 06/2024 → 01/2026
    Florence, AL
Previous Registrations
Other Businesses

1. Eagle Creek Wealth Management - 454 N Pine St, Florence AL 35633 Nature of Business: DBA Eagle Creek Wealth Management Investment Related: Yes Business Position: Financial Advisor Business Duties: Financial Advisor at Eagle Creek and StoneX is our BD. Business Start Date: 06/10/2024 Approximately 40 hours spent on this OBA monthly, with all 40 spent during market hours 2) Axient Investment Advisors, LLC - 403 Madison Street SE, 2nd Floor, Huntsville, AL 35801 Nature of Business: SEC registered investment advisory firm Investment Related: Yes Business Position: Investment Advisor Representative Business Duties: Orion platform manager, managing client accounts, model creation, account rebalancing, billing Business Start Date: 01/15/2026 Approximately 160 hours spent on this OBA monthly during market hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-09-18
S65 Uniform Investment Adviser Law Examination 2023-09-11
  • S63 Uniform Securities Agent State Law Examination
    2023-09-18
  • S65 Uniform Investment Adviser Law Examination
    2023-09-11
Other Names
  • Jake Adams

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