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Katie Heiser

Sigma Financial, Inc.

Allentown, PA

CRD 7120693

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Employer firm

Sigma Financial, Inc. CRD 123184

160 advisory clients

Reported services (Item 5G)

  • Financial planning

From the firm’s Form ADV. Read the guides:

Current Employers
Sigma Financial, Inc.

5100 West Tilghman Street Suite 350, Allentown, PA 18104-9123 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-07-29
  • PA RA
    APPROVED
    Since 2019-07-29

Branch Locations

5100 West Tilghman Street Suite 350, Allentown, PA 18104-9123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial, Inc. Allentown PA 04/2003 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-29
  • S65 Uniform Investment Adviser Law Examination
    2019-07-29

View on SEC IAPD

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Nearby Investors

Jessica Ann Paretta
Chris Talpas
JOHN DAVID TUMOLO

Nearby Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA

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