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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-06-23
  • IA RA
    APPROVED
    Since 2020-06-23

Branch Locations

1400 Central Ave, Fort Dodge, IA 50501 • United States

903 E Us Highway 30 Post Ofc Box 272, Carroll, IA 51401-2677 • United States

Sac City, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Sac City IA 05/2019 03/2020
Farner Group Bennington NE 01/2019 Present
Trevino Associates Pc Sac City IA 01/2019 04/2019
Unemployed Sac City IA 10/2018 12/2018
Farner-Bocken, A Division Of Core-Mark International Carroll IA 07/2017 09/2018
Farner-Bocken Company Carroll IA 03/1996 06/2017
Ameriprise Financial Services, Llc Carroll IA 03/2020 Present
  • 05/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Sac City, IA
  • 01/2019 → Present
    Farner Group
    Bennington, NE
  • 01/2019 → 04/2019
    Trevino Associates Pc
    Sac City, IA
  • 10/2018 → 12/2018
    Unemployed
    Sac City, IA
  • 07/2017 → 09/2018
    Farner-Bocken, A Division Of Core-Mark International
    Carroll, IA
  • 03/1996 → 06/2017
    Farner-Bocken Company
    Carroll, IA
  • 03/2020 → Present
    Carroll, IA
Other Businesses

Board of Directors; Sac City Musuem; Museum Board Member; 1301 W Main Street, , Sac City, IA, 50583; Not Investment-Related; 09/09/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Farner Group; Consulting Accountant - Provide accounting consultation on an as needed basis only. Self employment, not as an employee.; ; 14813 Hanover Street, , Bennington, NE, 68007; Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours / Robinson Ruhnke PC; CPA - Meeting with clients and preparing tax returns; ; 903 US Highway 30 East, , Carroll, IA, 51401; Not Investment-Related; 02/10/2023; 40 to 59 hours per month; 40 to 59 during trading hours / Fish2O; Financial Advisor - servicing clients of Ascendant Wealth Management with any of their financial needs; ; 1400 Central Ave, , Fort Dodge, IA, 50501; Investment-Related; 09/09/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-04
  • S66 Uniform Combined State Law Examination
    2019-11-04
Other Names
  • Natalie Renee Hobson

View on SEC IAPD

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