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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-06-23 |
Branch Locations
1400 Central Ave, Fort Dodge, IA 50501 • United States
903 E Us Highway 30 Post Ofc Box 272, Carroll, IA 51401-2677 • United States
Sac City, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Sac City | IA | 05/2019 | 03/2020 |
| Farner Group | Bennington | NE | 01/2019 | Present |
| Trevino Associates Pc | Sac City | IA | 01/2019 | 04/2019 |
| Unemployed | Sac City | IA | 10/2018 | 12/2018 |
| Farner-Bocken, A Division Of Core-Mark International | Carroll | IA | 07/2017 | 09/2018 |
| Farner-Bocken Company | Carroll | IA | 03/1996 | 06/2017 |
| Ameriprise Financial Services, Llc | Carroll | IA | 03/2020 | Present |
Board of Directors; Sac City Musuem; Museum Board Member; 1301 W Main Street, , Sac City, IA, 50583; Not Investment-Related; 09/09/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Farner Group; Consulting Accountant - Provide accounting consultation on an as needed basis only. Self employment, not as an employee.; ; 14813 Hanover Street, , Bennington, NE, 68007; Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours / Robinson Ruhnke PC; CPA - Meeting with clients and preparing tax returns; ; 903 US Highway 30 East, , Carroll, IA, 51401; Not Investment-Related; 02/10/2023; 40 to 59 hours per month; 40 to 59 during trading hours / Fish2O; Financial Advisor - servicing clients of Ascendant Wealth Management with any of their financial needs; ; 1400 Central Ave, , Fort Dodge, IA, 50501; Investment-Related; 09/09/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-04 |
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