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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
801 East Chapman Ave Ste 104, Fullerton, CA 92831 • United States
Monrovia, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Crane And Associates | Fullerton | CA | 03/2008 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Play The Whistle, Llc | Brea | CA | 08/2024 | Present |
1. VARIOUS INSURANCE CARRIERS, INSURANCE SELLS FIXED INSURANCE - LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE; 2.CALIFORNIA BASKETBALL OFFICIALS ASSOCIATION - REFEREE 4-6 HOURS PER WEEK - NON INVESTMENT RELATED; 3.NAME OF OTHER BUSINESS: Crane and Associates INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 3/2008 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTITIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 4. SJAH-HOUANG FAMILY TRUST, SUCCESSOR TRUSTEE FOR SISTERS TRUST, INVESTMENT RELATED EXECUTOR, MAINTENANCE OF FINANCIAL ACCOUNTS, DISTRIBUTION OF ASSETS; 5. NAME OF OTHER BUSINESS: CRANE ADVISORY LLC DBA CRANE & ASSOCIATES WEALTH MANAGEMENT ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADMIN SUPPORT FOR OUTSIDE RIA ; START DATE: 2/2022 ; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE SUPPORT ; APX NUMBER OF HOURS PER WEEK: 5-10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5-10 ; BRIEF DESCRIPTION OF DUTIES: ASSISTING CLIENTS WITH DAILY ADMINISTRATIVE TASKS ; 6. NAME OF OTHER BUSINESS: PLAY THE WHISTLE, LLC, INVESTMENT RELATED: NO, ADDRESS: 417 S. ASSOCIATED RD., #236, BREA, CA 92821, NATURE OF BUSINESS: SPORTS, START DATE: 08/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 2,NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COACH AND REFEREE YOUNG ATHLETES IN A GAME OF BASKETBALL;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-22 |
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