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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

801 East Chapman Ave Ste 104, Fullerton, CA 92831 • United States

Monrovia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Crane And Associates Fullerton CA 03/2008 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Play The Whistle, Llc Brea CA 08/2024 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2008 → Present
    Crane And Associates
    Fullerton, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 08/2024 → Present
    Play The Whistle, Llc
    Brea, CA
Other Businesses

1. VARIOUS INSURANCE CARRIERS, INSURANCE SELLS FIXED INSURANCE - LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE; 2.CALIFORNIA BASKETBALL OFFICIALS ASSOCIATION - REFEREE 4-6 HOURS PER WEEK - NON INVESTMENT RELATED; 3.NAME OF OTHER BUSINESS: Crane and Associates INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 3/2008 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTITIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 4. SJAH-HOUANG FAMILY TRUST, SUCCESSOR TRUSTEE FOR SISTERS TRUST, INVESTMENT RELATED EXECUTOR, MAINTENANCE OF FINANCIAL ACCOUNTS, DISTRIBUTION OF ASSETS; 5. NAME OF OTHER BUSINESS: CRANE ADVISORY LLC DBA CRANE & ASSOCIATES WEALTH MANAGEMENT ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADMIN SUPPORT FOR OUTSIDE RIA ; START DATE: 2/2022 ; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE SUPPORT ; APX NUMBER OF HOURS PER WEEK: 5-10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5-10 ; BRIEF DESCRIPTION OF DUTIES: ASSISTING CLIENTS WITH DAILY ADMINISTRATIVE TASKS ; 6. NAME OF OTHER BUSINESS: PLAY THE WHISTLE, LLC, INVESTMENT RELATED: NO, ADDRESS: 417 S. ASSOCIATED RD., #236, BREA, CA 92821, NATURE OF BUSINESS: SPORTS, START DATE: 08/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 2,NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COACH AND REFEREE YOUNG ATHLETES IN A GAME OF BASKETBALL;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-21
S63 Uniform Securities Agent State Law Examination 2005-07-22
  • S65 Uniform Investment Adviser Law Examination
    2014-10-21
  • S63 Uniform Securities Agent State Law Examination
    2005-07-22
Designations
Other Names
  • Vi Houang
  • Vi Seng Houang

View on SEC IAPD

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