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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-06-24 |
| VA | RA | APPROVED | 2026-05-18 |
| NY | RA | APPROVED | 2025-10-06 |
| GA | RA | APPROVED | 2025-09-05 |
| DE | RA | APPROVED | 2025-06-07 |
| WY | RA | APPROVED | 2025-05-14 |
| MO | RA | APPROVED | 2025-01-15 |
| NV | RA | APPROVED | 2024-12-23 |
| ID | RA | APPROVED | 2024-04-25 |
| KS | RA | APPROVED | 2024-02-22 |
| MN | RA | APPROVED | 2023-11-06 |
| AK | RA | APPROVED | 2022-09-27 |
| OR | RA | APPROVED | 2022-07-28 |
| MT | RA | APPROVED | 2022-05-11 |
| HI | RA | APPROVED | 2022-04-05 |
| IL | RA | APPROVED | 2022-03-14 |
| WA | RA | APPROVED | 2022-02-11 |
| NJ | RA | APPROVED | 2021-07-16 |
| MD | RA | APPROVED | 2021-04-28 |
| TX | RA | APPROVED | 2021-02-23 |
| AZ | RA | APPROVED | 2021-01-22 |
| FL | RA | APPROVED | 2021-01-12 |
| UT | RA | APPROVED | 2021-01-11 |
| CA | RA | APPROVED | 2020-01-08 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Systems Source | 530 B St | CA | 11/2017 | 08/2019 |
| Strategic Furniture Group | Torrance | CA | 04/2016 | 11/2017 |
| Guardian Life Insurance Company | La Jolla | CA | 05/2019 | 10/2021 |
| Park Avenue Securities | La Jolla | CA | 06/2019 | 10/2021 |
| Guardian Life Insurance Company | San Diego | CA | 10/2021 | Present |
| Park Avenue Securities | San Diego | CA | 10/2021 | Present |
1) Insurance other than Guardian-Independent contractor, Nature of Business: offering non-Guardian insurance products, Start date: 06/30/2025, Address: 5280 Carroll Canyon Rd, Ste 300 San Diego, CA 92121, Duties: Insurance other than Guardian 1 total hour per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-23 |
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