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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-07-24
  • OH RA
    APPROVED
    Since 2020-07-24

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Cincinnati OH 12/2019 Present
Ubs Financial Services Cincinnati OH 05/2019 12/2019
Education At Work Cincinnati OH 01/2016 12/2019
Plante Moran Cincinnati OH 05/2018 08/2018
  • 12/2019 → Present
    Ubs Financial Services
    Cincinnati, OH
  • 05/2019 → 12/2019
    Ubs Financial Services
    Cincinnati, OH
  • 01/2016 → 12/2019
    Education At Work
    Cincinnati, OH
  • 05/2018 → 08/2018
    Plante Moran
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-24
  • S66 Uniform Combined State Law Examination
    2020-07-24

View on SEC IAPD

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