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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-13
NJ RA APPROVED 2020-07-14
  • TX RA
    APPROVED
    Since 2020-08-13
  • NJ RA
    APPROVED
    Since 2020-07-14

Branch Locations

186 Wood Ave S Suite 301, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Parcel Service Trenton NJ 06/2011 04/2021
Djb Americal Holdings Llc East Windsor NJ 05/2016 05/2021
Mml Investors Services, Llc Iselin NJ 06/2019 Present
Mass Mutual Life Insurance Company Iselin NJ 10/2018 Present
  • 06/2011 → 04/2021
    United Parcel Service
    Trenton, NJ
  • 05/2016 → 05/2021
    Djb Americal Holdings Llc
    East Windsor, NJ
  • 06/2019 → Present
    Iselin, NJ
  • 10/2018 → Present
    Mass Mutual Life Insurance Company
    Iselin, NJ
Other Businesses

NAME: THOMAS BONGIORNI, INV REL: Y, ADD: 186 WOOD AVE S, SUITE 301, ISELIN, NJ 08830 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 3/1/2025, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 2, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-07
S63 Uniform Securities Agent State Law Examination 2019-08-31
  • S65 Uniform Investment Adviser Law Examination
    2020-07-07
  • S63 Uniform Securities Agent State Law Examination
    2019-08-31

View on SEC IAPD

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