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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| CO | RA | APPROVED | 2010-07-08 |
Branch Locations
111 South Tejon Street Suite 109, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Colorado Springs | CO | 06/2010 | Present |
| Charles Schwab Bank | Colorado Springs | CO | 06/2010 | Present |
| St. Francis Assisi Catholic Church | Castle Rock | CO | 03/2010 | Present |
(1) ST. FRANCIS OF ASSISI CATHOLIC CHURCH, 2746 FIFTH STREET CASTLE ROCK, COLORADO, NOT INVESTMENT RELATED, MUSIC DIRECTOR, 03/01/2010, MORE THAN 40 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS; RESPONSIBLE FOR BUDGET AS IT PERTAINS TO MUSIC ITEMS AND EQUIPMENT; (2) SELF EMPLOYED, CASTLE ROCK, COLORADO, NOT INVESTMENT RELATED, 07/20/10, MUSICIAN, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-05 |
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