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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-02-24
TX RA APPROVED 2021-05-27
NJ RA APPROVED 2021-05-17
  • PA RA
    APPROVED
    Since 2023-02-24
  • TX RA
    APPROVED
    Since 2021-05-27
  • NJ RA
    APPROVED
    Since 2021-05-17

Branch Locations

1040 Stony Hill Rd, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2020 Present
Luster Services Lambertville NJ 03/2010 08/2018
Kohl's Flemington NJ 06/2018 01/2020
Northwestern Mutual Princeton NJ 06/2019 07/2019
Rowan University Glassboro NJ 08/2016 05/2020
Bank Of America, N.A. Pennington NJ 08/2021 Present
  • 08/2020 → Present
    Pennington, NJ
  • 03/2010 → 08/2018
    Luster Services
    Lambertville, NJ
  • 06/2018 → 01/2020
    Kohl's
    Flemington, NJ
  • 06/2019 → 07/2019
    Northwestern Mutual
    Princeton, NJ
  • 08/2016 → 05/2020
    Rowan University
    Glassboro, NJ
  • 08/2021 → Present
    Bank Of America, N.A.
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-11
  • S66 Uniform Combined State Law Examination
    2021-05-11
Other Names
  • Ernest Luster

View on SEC IAPD

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