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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-01-23 |
| OK | RA | APPROVED | 2023-01-13 |
| TX | RA | APPROVED | 2023-01-13 |
| CA | RA | APPROVED | 2022-12-02 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Investors Distribution Company | Tulsa | OK | 04/2019 | 10/2019 |
| Spiritoux Wine & Liqour | Rogers | AR | 07/2018 | 04/2019 |
| Total Quality Logistics | Lowell | AR | 08/2015 | 10/2017 |
| Brock Entertainment | Rogers | AR | 01/2013 | 08/2023 |
| Dxc Technology | Tulsa | OK | 10/2019 | 08/2023 |
| Thrivent Financial | Appleton | WI | 10/2022 | Present |
| Thrivent Investment Management Inc. | Minneapolis | MN | 10/2022 | Present |
FREELANCE MUSIC PRODUCTION POSITION: Music Producer NATURE: Beginning in 2025 I plan to engage in freelance music production. This may or may not lead to compensation. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2025 ADDRESS: 4466 Dawson Ave Apt 4, San Diego CA 92115, United States DESCRIPTION: Producing, Songwriting, Marketing, and Development of music. NORTH COUNTY TCG POSITION: Sole proprietor NATURE: I sell collectable trading cards from my own collection online through a marketplace called TCG Player. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 231 Jean Avenue, Escondido CA 92027, United States DESCRIPTION: I list, sell, and ship trading cards.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-26 |
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