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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-08 |
Branch Locations
10 W. Illinois Street Suite 120, St. Charles, IL 60174 • United States
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leaders Partners, Inc. | North Barrington | IL | 03/2008 | 04/2019 |
| Lpl Financial, Llc | St. Charles | IL | 04/2019 | Present |
| Highpoint Advisor Group, Llc | St. Charles | IL | 12/2019 | 08/2020 |
| Highpoint Advisor Group, Llc | St. Charles | IL | 08/2020 | Present |
1. 2/25/2020 - OnPath Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/25/2020 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - HYBRID LICENSED ADMIN. - Started 2019. 3. 2/25/2020 - No Business Name - Investment Related - Non-Variable Insurance Trails Only - Started 2010 - Time Spent 0% - No longer solicit new insurance. 4. 8/27/2020 - HighPoint Advisor Group, LLC - DBA: (Hybrid) OnPath Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 08/06/2020 - 240 Hours Per Month/130 Hours During Securities Trading. 5. 12/05/2024 - OnPath Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/15/2019 - 240 hours per month/ 170 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-06 |
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