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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-08
  • IL RA
    APPROVED
    Since 2021-12-08

Branch Locations

10 W. Illinois Street Suite 120, St. Charles, IL 60174 • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leaders Partners, Inc. North Barrington IL 03/2008 04/2019
Lpl Financial, Llc St. Charles IL 04/2019 Present
Highpoint Advisor Group, Llc St. Charles IL 12/2019 08/2020
Highpoint Advisor Group, Llc St. Charles IL 08/2020 Present
  • 03/2008 → 04/2019
    Leaders Partners, Inc.
    North Barrington, IL
  • 04/2019 → Present
    Lpl Financial, Llc
    St. Charles, IL
  • 12/2019 → 08/2020
    Highpoint Advisor Group, Llc
    St. Charles, IL
  • 08/2020 → Present
    Highpoint Advisor Group, Llc
    St. Charles, IL
Previous Registrations
  • 2020-08-25 → 2021-12-31
    Highpoint Planning Partners
    Downers Grove, IL
    St. Charles, IL
Other Businesses

1. 2/25/2020 - OnPath Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/25/2020 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - HYBRID LICENSED ADMIN. - Started 2019. 3. 2/25/2020 - No Business Name - Investment Related - Non-Variable Insurance Trails Only - Started 2010 - Time Spent 0% - No longer solicit new insurance. 4. 8/27/2020 - HighPoint Advisor Group, LLC - DBA: (Hybrid) OnPath Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 08/06/2020 - 240 Hours Per Month/130 Hours During Securities Trading. 5. 12/05/2024 - OnPath Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/15/2019 - 240 hours per month/ 170 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-06
  • S66 Uniform Combined State Law Examination
    2020-08-06

View on SEC IAPD

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