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Connor D Brown

Morgan Stanley

Toledo, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-29
MI RA APPROVED 2024-01-22
OH RA APPROVED 2024-01-22
  • TX RA
    APPROVED
    Since 2024-11-29
  • MI RA
    APPROVED
    Since 2024-01-22
  • OH RA
    APPROVED
    Since 2024-01-22

Branch Locations

7311 Crossleigh Court, Toledo, OH 43617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Toledo OH 05/2022 Present
Toledo Mudhens Toledo OH 04/2021 08/2021
Cincinnati Reds Goodyear AZ 02/2022 04/2022
Impact Products Toledo OH 05/2021 07/2021
Cincinnati Reds Goodyear AZ 02/2021 04/2021
Impact Products Toledo OH 04/2020 09/2020
Cincinnati Reds Goodyear AZ 02/2020 04/2020
Morgan Stanley Toledo OH 05/2019 08/2019
Emmanuel Christian School Toledo OH 08/2005 05/2018
Grand Canyon University Phoenix AZ 08/2018 04/2022
  • 05/2022 → Present
    Morgan Stanley
    Toledo, OH
  • 04/2021 → 08/2021
    Toledo Mudhens
    Toledo, OH
  • 02/2022 → 04/2022
    Cincinnati Reds
    Goodyear, AZ
  • 05/2021 → 07/2021
    Impact Products
    Toledo, OH
  • 02/2021 → 04/2021
    Cincinnati Reds
    Goodyear, AZ
  • 04/2020 → 09/2020
    Impact Products
    Toledo, OH
  • 02/2020 → 04/2020
    Cincinnati Reds
    Goodyear, AZ
  • 05/2019 → 08/2019
    Morgan Stanley
    Toledo, OH
  • 08/2005 → 05/2018
    Emmanuel Christian School
    Toledo, OH
  • 08/2018 → 04/2022
    Grand Canyon University
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-20
S63 Uniform Securities Agent State Law Examination 2023-12-09
  • S65 Uniform Investment Adviser Law Examination
    2024-01-20
  • S63 Uniform Securities Agent State Law Examination
    2023-12-09
Other Names
  • Connor Douglas Brown

View on SEC IAPD

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KATHRYN LEE KELLEY

Other Offices

LPL FINANCIAL LLC · TOLEDO, OH
CETERA INVESTMENT ADVISERS LLC · TOLEDO, OH
GURNEE GROUP, LLC · TOLEDO, OH
OSAIC WEALTH, INC. · TOLEDO, OH
EDWARD JONES · TOLEDO, OH
EAGLE STRATEGIES LLC · TOLEDO, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Toledo, OH
AMERITAS ADVISORY SERVICES, LLC · TOLEDO, OH

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