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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| OR | RA | APP_PEND_IARCE | 2026-01-01 |
| WA | RA | APPROVED | 2022-11-04 |
Branch Locations
805 Sw Broadway Suite 2400, Portland, OR 97205 • United States
1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sns Financial Group, Llc | Minneapolis | MN | 06/2015 | 05/2020 |
| Sns Financial Dba Vector Wealth Management | Minneapolis | MN | 06/2015 | 05/2020 |
| Blue Water Wealth, Inc. | Portland | OR | 09/2020 | 06/2021 |
| Unemployed | Minneapolis | MN | 06/2020 | 09/2020 |
| Art-O-Maddic Gallery | Canby | OR | 04/2021 | Present |
| Carson Wealth Management Group | Portland | OR | 01/2022 | 03/2022 |
| Carson Wealth Management Group | Portland | OR | 04/2022 | 09/2022 |
| Cwm, Llc | Omaha | NE | 04/2022 | 09/2022 |
| Empirical Wealth Management | Portland | OR | 09/2022 | Present |
NAME OF OTHER BUSINESS: Art-O-Maddic LLC INVESTMENT RELATED: No NATURE OF BUSINESS: Art Gallery and creative space hosting over 40 local and regional artists, plus hosting classes POSITION: Co-Owner START DATE: 06/24/2021 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: Build relationships with other businesses and ideas for marketing and promotional activities. NAME OF OTHER BUSINESS: Canby Arts Association INVESTMENT RELATED: No NATURE OF BUSINESS: Non-profit art association with purpose of growing arts and culture in our community by promoting art festival and various programs. POSITION: Treasurer START DATE: 3/1/2022 APX NUMBER OF HOURS PER MONTH: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: As Treasurer I am in charge of the finances. I also assist with marketing and legal paperwork.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-18 |
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