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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
OR RA APP_PEND_IARCE 2026-01-01
WA RA APPROVED 2022-11-04
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • OR RA
    APP_PEND_IARCE
    Since 2026-01-01
  • WA RA
    APPROVED
    Since 2022-11-04

Branch Locations

805 Sw Broadway Suite 2400, Portland, OR 97205 • United States

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sns Financial Group, Llc Minneapolis MN 06/2015 05/2020
Sns Financial Dba Vector Wealth Management Minneapolis MN 06/2015 05/2020
Blue Water Wealth, Inc. Portland OR 09/2020 06/2021
Unemployed Minneapolis MN 06/2020 09/2020
Art-O-Maddic Gallery Canby OR 04/2021 Present
Carson Wealth Management Group Portland OR 01/2022 03/2022
Carson Wealth Management Group Portland OR 04/2022 09/2022
Cwm, Llc Omaha NE 04/2022 09/2022
Empirical Wealth Management Portland OR 09/2022 Present
  • 06/2015 → 05/2020
    Sns Financial Group, Llc
    Minneapolis, MN
  • 06/2015 → 05/2020
    Sns Financial Dba Vector Wealth Management
    Minneapolis, MN
  • 09/2020 → 06/2021
    Blue Water Wealth, Inc.
    Portland, OR
  • 06/2020 → 09/2020
    Unemployed
    Minneapolis, MN
  • 04/2021 → Present
    Art-O-Maddic Gallery
    Canby, OR
  • 01/2022 → 03/2022
    Carson Wealth Management Group
    Portland, OR
  • 04/2022 → 09/2022
    Carson Wealth Management Group
    Portland, OR
  • 04/2022 → 09/2022
    Omaha, NE
  • 09/2022 → Present
    Portland, OR
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS: Art-O-Maddic LLC INVESTMENT RELATED: No NATURE OF BUSINESS: Art Gallery and creative space hosting over 40 local and regional artists, plus hosting classes POSITION: Co-Owner START DATE: 06/24/2021 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: Build relationships with other businesses and ideas for marketing and promotional activities. NAME OF OTHER BUSINESS: Canby Arts Association INVESTMENT RELATED: No NATURE OF BUSINESS: Non-profit art association with purpose of growing arts and culture in our community by promoting art festival and various programs. POSITION: Treasurer START DATE: 3/1/2022 APX NUMBER OF HOURS PER MONTH: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: As Treasurer I am in charge of the finances. I also assist with marketing and legal paperwork.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-18
  • S65 Uniform Investment Adviser Law Examination
    2019-07-18
Other Names
  • Eric Arndt
  • Eric Michael Arndt

View on SEC IAPD

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