Dunyong Wen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → 04/2018
  Industrial Bank Of China (Wuhan Branch)
  Wuhan Hubei Province
• 04/2018 → 03/2019
  Unemployed
  San Diego, CA
• 04/2019 → 04/2020
  Nylife Securities Llc
  San Diego, CA
• 05/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
• 08/2020 → Present
  Bank Of America, N.A.
  San Diego, CA
• 07/2025 → Present
  East West Bank
  San Diego, CA
• 07/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 07/2025 → Present
  Cetera Investment Advisers Llc
  San Diego, CA

Previous Registrations

• 2020-08-05 → 2025-07-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2020-08-03
• S63 Uniform Securities Agent State Law Examination
  2019-10-22

Other Names

• William Wen