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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2023-09-01
  • ND RA
    APPROVED
    Since 2023-09-01

Branch Locations

1800 East Main Street Suite D, Mandan, ND 58554 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walz Financial Services Mandan ND 01/2019 Present
Pacific Sound And Video Bismarck ND 01/2003 12/2018
Sagepoint Financial, Inc. Mandan ND 04/2019 Present
Osaic Wealth, Inc. Mandan ND 09/2023 Present
  • 01/2019 → Present
    Walz Financial Services
    Mandan, ND
  • 01/2003 → 12/2018
    Pacific Sound And Video
    Bismarck, ND
  • 04/2019 → Present
    Sagepoint Financial, Inc.
    Mandan, ND
  • 09/2023 → Present
    Mandan, ND
Previous Registrations
  • 2019-08-13 → 2023-09-01
    Osaic Services, Inc.
    Mandan, ND
Other Businesses

1. WALZ FINANCIAL SERVICES POSITION: Assistant to Ken Walz NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2019 ADDRESS: 1800 East Main st suite D, Mandan ND 58554, United States DESCRIPTION: Assistant to Ken Walz who is also with SagePoint 2. RAY MEYER INSURANCE POSITION: life insurance agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2019 ADDRESS: 1800 east main st Suite D, mandan ND 58554, United States DESCRIPTION: Life Insurance and Fixed annuity sales 3. RAY MEYER POSITION: Notary NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/21/2019 ADDRESS: 1800 east main st Suite D, Mandan ND 58554, United States DESCRIPTION: Notarize signatures when needed

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-03
  • S66 Uniform Combined State Law Examination
    2019-08-03
Other Names
  • Al Meyer
  • Alan Meyer

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