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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-09-01 |
Branch Locations
1800 East Main Street Suite D, Mandan, ND 58554 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walz Financial Services | Mandan | ND | 01/2019 | Present |
| Pacific Sound And Video | Bismarck | ND | 01/2003 | 12/2018 |
| Sagepoint Financial, Inc. | Mandan | ND | 04/2019 | Present |
| Osaic Wealth, Inc. | Mandan | ND | 09/2023 | Present |
1. WALZ FINANCIAL SERVICES POSITION: Assistant to Ken Walz NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2019 ADDRESS: 1800 East Main st suite D, Mandan ND 58554, United States DESCRIPTION: Assistant to Ken Walz who is also with SagePoint 2. RAY MEYER INSURANCE POSITION: life insurance agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2019 ADDRESS: 1800 east main st Suite D, mandan ND 58554, United States DESCRIPTION: Life Insurance and Fixed annuity sales 3. RAY MEYER POSITION: Notary NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/21/2019 ADDRESS: 1800 east main st Suite D, Mandan ND 58554, United States DESCRIPTION: Notarize signatures when needed
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-03 |
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